London, Greater London, England, United Kingdom Full Time

Job role insights

  • Date posted

    April 13, 2024

  • Closing date

    April 13, 2024

  • Offered salary


  • Career level


  • Qualification


  • Experience

    10+ Years


Job Title: Securities Law Counsel

About Us: Our client is a leading financial services firm based in London, dedicated to providing innovative investment solutions to a diverse clientele. With a mission to foster trust, integrity, and growth in the financial sector, our client is committed to delivering exceptional service and value to their investors.

About the Role: Our client is seeking an experienced Securities Law Counsel to join their legal team. As Securities Law Counsel, you will play a pivotal role in advising on a wide range of securities law matters, ensuring compliance with relevant regulations and providing strategic legal counsel to support the firm's operations. This position offers a unique opportunity to work closely with senior management and contribute to the success and integrity of a dynamic financial services firm.

Key Responsibilities:

  • Provide expert legal advice on securities law matters, including regulatory compliance, securities offerings, and transactional support.
  • Collaborate with internal stakeholders to assess legal risks and develop strategies to mitigate exposure.
  • Draft, review, and negotiate a variety of legal documents, including contracts, agreements, and disclosures.
  • Stay abreast of developments in securities laws and regulations, and advise management on potential impacts to the business.
  • Conduct legal research and analysis to support decision-making and ensure compliance with applicable laws and regulations.
  • Assist in the development and implementation of policies and procedures to enhance legal and regulatory compliance efforts.

About You:

  • Qualified solicitor with a minimum of 10 years of post-qualification experience (PQE) in securities law, gained within a reputable law firm or financial institution.
  • Strong understanding of UK and EU securities laws and regulations, with the ability to interpret and apply complex legal requirements in a practical business context.
  • Excellent drafting, negotiation, and communication skills, with the ability to effectively advise and influence stakeholders at all levels of the organization.
  • Proven ability to manage multiple projects simultaneously and prioritize competing demands in a fast-paced environment.
  • Sound judgment and decision-making skills, with a commitment to upholding the highest ethical standards.


  • Competitive salary and bonus package commensurate with experience.
  • Comprehensive benefits package, including health insurance, pension plan, and wellness programs.
  • Opportunities for professional development and career advancement within a dynamic and growing organization.
  • Collaborative and inclusive work environment, with a focus on diversity, equity, and inclusion.
  • Convenient location in the heart of London's financial district, with easy access to public transportation and amenities.

If you are a talented securities lawyer looking to take the next step in your career and make a meaningful impact in the financial services industry, we invite you to apply for this exciting opportunity. Join our client's legal team and contribute to their mission of delivering exceptional value and integrity to investors worldwide.


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